Ockham Wealth Advisors utilizes Charles Schwab Institutional as our primary brokerage and custodian of client assets. However, it is possible for clients to direct OWA to utilize the brokerage and custodial services of another provider, so long as that institution has the financial strength and independence to meet our standards. In all cases, transactional expenses charged by the brokerage/custodian are charged to the client and fully disclosed in that firm’s published fee schedule. OWA’s annual management fees are billed independently by our firm and do not include any brokerage/custodial expenses. We have found Schwab to provide a superior mix of best trade execution, technological support and financial strength and stability.
